Steen Associates Ltd is authorised and regulated in the UK by the Financial Services Authority ("FSA") and is a MiFID authorised firm.
Under the Markets in Financial Instruments Directive (MiFID), regulation for investment services across the 30 member states of the European Economic Area has been harmonised, with home states providing regulatory 'passports' within the EEA. As a MIFID-authorised firm, Steen can undertake internal or cross-border transactions across the EEA under the regulatory umbrella of the FSA.
Steen Associates LLP is a FINRA Member Firm.
If you are based in the USA, please contact Jason Steen or Robert Collier to discuss possible opportunities.